• Capital Markets & Securities Laws

  • We, at Hello Counsel, advise clients on all aspects of corporate finance and securities law. We provide efficient and effective advice on regulations related to Securities and Exchange Board of India (SEBI). We have an efficient team of corporate lawyers who advise companies on acquisition of shares, venture capital funds and collective investment schemes. We draft requisite documents for companies to raise capital by floating Initial Public Offers (IPOs) and by raising capital from foreign countries by raising ADR/GDR, FCCB’s, etc. We assist companies in raising funds through the ECB route. We provide legal services on listing of companies on stock exchanges in India and assist clients in IPOs. We also provide legal opinion to banks and NBFC’s regarding regulatory compliances for distribution of financial products such as IPO’s, mutual funds, etc. We advise on all types of security transactions covering equity, debts, regulatory capital and equity-linked bond issues, structured capital market transactions, derivative products and securitized products. We have helped several clients to raise funds by Qualified Institutional Placements (QIPs). We provide tactical advice on the structuring and presentation of bids for various PSU’s and private companies. We also review legal documentation on behalf of institutional investors. We advise companies in management of their portfolio investments including restructuring, refinancing of existing debts and management incentive schemes. We strive to help and provide solutions to clients on issues relating to investments, raising capital, capital markets and securities, financial and analytical skills endowed to support business negotiations. Hello Counsel has an active Capital Markets & Securities Laws practice covering the entire spectrum of Capital Markets activities, assisting with registrations for operating in the Indian market with the Securities & Exchange Board of India (SEBI) for various types of intermediaries ranging across Mutual funds, Venture Capital funds, Asset Management companies, Stock Brokers & Underwriters. We defend regulatory action in various fora- SEBI, Securities Appellate Tribunal, High Courts and the Supreme Court of India. For convenience sake we have categorised the Capital Markets & Securities Laws in the following categories.

    • Acquisition- Involving The Takeover Code- Of Shares, Venture Capital Funds
    • Bond & Equity Market- Private Placements Therein
    • Banks and NBFC’- Regulatory compliances for distribution of financial products such as IPO’s, Mutual Funds, etc.
    • Bids- Structuring and Presentation of bids for various PSU’s and Private Companies
    • Company- Asset Management Company
    • Capital Markets & Securities Laws- Regulatory Capital- Structured capital market transactions- Raising capital from foreign countries by raising ADR/GDR, FCCB’s- Raising funds through the ECB route- Capital Market Reform Projects Conducted By The United States Agency For International Development [USAID]- Capital Market Committee [Of Various Chambers Of Commerce- Federation Of Indian Chambers Of Commerce & Industry [FICCI]- Bombay Chamber Of Commerce & Industry [BCCI]
    • Compliance- Corporate compliance- Statutory, Mandatory & Regulatory- Advisory Services To Listed Companies & Market Intermediaries In The Areas Of Compliances [Signing Off On Day-To-Day Compliance Obligations]
    • Debt- Restructuring & refinancing of existing debts
    • Documentation- Reviewing of legal documentation on behalf of institutional investors
    • Equity- Equity-linked Bond issues
    • Financial Institutions Reform And Expansion [FIRE]
    • Funds- Raising of funds by Qualified Institutional Placements [QIPs]
    • Finance-Corporate Finance
    • Institutional Investors
    • Initial Public Offerings [IPO]
    • Intermediaries- Mutual Funds- Venture Capital Funds- Asset Management Companies- Stock Brokers- Underwriters- Market Intermediaries
    • Investment- Collective Investment Schemes- By institutional investors- Management of their IPOs
    • Issues- Rights Issues
    • Listed Companies
    • Management Incentive Schemes [MIS]
    • Mutual Fund
    • Products- Derivative products and Securitized products 
    • Portfolio Investment- Foreign Portfolio Investment
    • Qualified Institutional Placement (QIP)
    • Securities & Exchange Board Of India [SEBI]- Regulations- Registrations with SEBI for operating in the Indian markets
    • Securities- Security Transactions [Covering equity, debts, regulatory capital and equity-linked bond issues, structured capital market transactions, derivative products and securitized products]- Securities Regulators [How To Maintain An Ongoing Interface With Them]
    • Stock- Stock Brokers- Stock Exchange- Listing of companies on stock exchanges
    • Shares- Acquisition Thereof
    • Underwriters
    • Venture Capital Funds- Acquisition Thereof

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